SFC Licences of CHAU Kwok Wai 周國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 10 February 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 30 October 2020 |
| UBS Securities Asia Limited | RE | 2 | 11 August 2009 | 30 October 2020 |
| UBS Securities Asia Limited | RE | 1 | 11 August 2009 | 30 October 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 11 August 2009 | 18 December 2016 |