SFC Licences of ROEDER Sabine Monika
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 12 February 2010 | 24 July 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 February 2010 | 24 July 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 November 2009 | 09 February 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 November 2009 | 09 February 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 14 August 2009 | 14 November 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 August 2009 | 14 November 2009 |