SFC Licences of SHANG Rongrong 尚榕榕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 04 December 2012 | 30 April 2013 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 26 September 2012 | 30 April 2013 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 March 2012 | 30 April 2013 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 15 September 2009 | 27 February 2012 |