SFC Licenceholders of China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司
- cs@xyzq.com.hk
- Website
- www.xyzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAO Haimiao 鮑海淼 | RO | 4 | 11 March 2019 | |
| BAO Haimiao 鮑海淼 | RE | 4 | 06 February 2018 | 11 March 2019 |
| BAO Haimiao 鮑海淼 | RE | 9 | 06 February 2018 | 11 March 2019 |
| BAO Haimiao 鮑海淼 | RO | 9 | 11 March 2019 | |
| BAO Jiakun 鮑佳坤 | RE | 9 | 05 June 2019 | |
| BAO Jiakun 鮑佳坤 | RE | 4 | 05 June 2019 | |
| BIAN Yang 邊揚 | RE | 4 | 19 October 2018 | 31 August 2022 |
| BIAN Yang 邊揚 | RE | 9 | 19 October 2018 | 31 August 2022 |
| CAI Mianmian 蔡棉棉 | RE | 9 | 04 March 2024 | |
| CAI Wenyuan 蔡文媛 | RE | 9 | 20 July 2012 | 02 October 2013 |
| CHAN Chi Bun 陳志賓 | RE | 4 | 29 June 2012 | 17 October 2013 |
| CHAN Chi Bun 陳志賓 | RE | 9 | 29 June 2012 | 17 October 2013 |
| CHAN Ho Pok 陳浩博 | RE | 9 | 19 April 2021 | 16 September 2022 |
| CHAN Ho Pok 陳浩博 | RE | 4 | 19 April 2021 | 16 September 2022 |
| CHAN Yin Fan 陳燕芬 | RE | 9 | 18 September 2017 | 04 January 2021 |
| CHEN Xiaoting 陈晓婷 | RE | 4 | 10 April 2018 | |
| CHEN Xiaoting 陈晓婷 | RE | 9 | 10 April 2018 | |
| CHEN Xiaoting 陈晓婷 | RE | 5 | 10 April 2018 | |
| CHEN Yige 陳一歌 | RE | 9 | 23 August 2023 | |
| CHEN Yige 陳一歌 | RE | 4 | 23 August 2023 | |
| CHEUNG Chi Lok 張熾樂 | RO | 9 | 22 November 2016 | 15 July 2018 |
| CHEUNG Chi Lok 張熾樂 | RO | 4 | 22 November 2016 | 15 July 2018 |
| CHEUNG Chi Lok 張熾樂 | RE | 9 | 05 September 2016 | 22 November 2016 |
| CHEUNG Chi Lok 張熾樂 | RE | 4 | 05 September 2016 | 22 November 2016 |
| CHEUNG Yeuk Chiu 張若昭 | RE | 9 | 29 October 2021 | |
| CHOW Wing Yan, Joseph 周永忻 | RO | 9 | 09 March 2017 | 13 November 2017 |
| CHOW Wing Yan, Joseph 周永忻 | RE | 4 | 19 December 2016 | 13 November 2017 |
| CHOW Wing Yan, Joseph 周永忻 | RE | 9 | 19 December 2016 | 09 March 2017 |
| CHOY Sze Ching 蔡偲澄 | RE | 9 | 02 August 2022 | |
| CHUNG Tat Yin 鍾達賢 | RO | 9 | 04 November 2019 | 31 March 2021 |
| CHUNG Tat Yin 鍾達賢 | RO | 4 | 04 November 2019 | 31 March 2021 |
| CHUNG Tat Yin 鍾達賢 | RE | 4 | 09 November 2018 | 04 November 2019 |
| CHUNG Tat Yin 鍾達賢 | RE | 9 | 09 November 2018 | 04 November 2019 |
| CUI Youmao 崔尤茂 | RE | 9 | 30 September 2019 | 30 November 2020 |
| CUI Youmao 崔尤茂 | RE | 4 | 30 September 2019 | 30 November 2020 |
| FAN Kei Shun, Lester 范基信 | RO | 5 | 03 June 2013 | 31 December 2014 |
| FAN Kei Shun, Lester 范基信 | RO | 9 | 27 April 2012 | 31 December 2014 |
| FAN Kei Shun, Lester 范基信 | RO | 4 | 27 April 2012 | 31 December 2014 |
| GU Erdong 顧爾東 | RE | 9 | 30 December 2014 | 17 December 2015 |
| HE Dan 賀丹 | RE | 9 | 20 September 2012 | 11 April 2015 |
| HE Dan 賀丹 | RE | 4 | 20 September 2012 | 11 April 2015 |
| HE Yuze 何宇泽 | RE | 9 | 18 July 2023 | |
| HE Yuze 何宇泽 | RE | 4 | 18 July 2023 | |
| HUANG Chao 黃超 | RE | 4 | 11 November 2022 | 10 January 2023 |
| HUANG Chao 黃超 | RE | 9 | 11 November 2022 | 10 January 2023 |
| HUANG Chao 黃超 | RO | 9 | 10 January 2023 | 15 August 2023 |
| HUANG Chao 黃超 | RO | 4 | 10 January 2023 | 15 August 2023 |
| KUAI Chen 鄶琛 | RE | 9 | 28 December 2015 | 22 September 2018 |
| KWOK Kei Chi 郭基智 | RO | 5 | 03 June 2013 | |
| KWOK Kei Chi 郭基智 | RO | 9 | 27 April 2012 | |
| KWOK Kei Chi 郭基智 | RO | 4 | 27 April 2012 | |
| LAM Kwan 林堃 | RE | 4 | 01 November 2021 | 18 March 2022 |
| LAM Kwan 林堃 | RE | 9 | 29 November 2021 | 18 March 2022 |
| LAM Yau Shang 林祐生 | RE | 9 | 29 June 2012 | 10 December 2013 |
| LAU Kai Kit 劉啟傑 | RE | 4 | 26 November 2021 | |
| LAU Kai Kit 劉啟傑 | RE | 9 | 26 November 2021 | |
| LEUNG Tai Yee Joseph 梁泰怡 | RE | 9 | 15 January 2020 | 22 May 2021 |
| LEUNG Tai Yee Joseph 梁泰怡 | RE | 4 | 15 January 2020 | 22 May 2021 |
| LI Cuifan 李萃凡 | RE | 9 | 07 August 2019 | 26 September 2021 |
| LI Ge 李格 | RE | 9 | 17 October 2013 | 08 July 2015 |
| LI Jia 李佳 | RE | 9 | 07 August 2015 | 26 May 2016 |
| LI Mengru 李夢茹 | RE | 9 | 06 June 2023 | |
| LI Mengru 李夢茹 | RE | 4 | 06 June 2023 | |
| LI Pan 李攀 | RO | 9 | 07 November 2017 | 22 July 2022 |
| LI Pan 李攀 | RO | 4 | 07 November 2017 | 22 July 2022 |
| LI Pan 李攀 | RE | 9 | 19 September 2017 | 07 November 2017 |
| LI Pan 李攀 | RE | 4 | 19 September 2017 | 07 November 2017 |
| LI Pei Hang 李佩杭 | RE | 4 | 28 August 2023 | |
| LI Pei Hang 李佩杭 | RE | 9 | 28 August 2023 | |
| LI Zhifeng 李智鋒 | RE | 9 | 18 February 2014 | 01 June 2016 |
| LI Zhifeng 李智鋒 | RE | 4 | 18 February 2014 | 01 June 2016 |
| LI Zhisen 李志森 | RO | 5 | 14 January 2015 | |
| LIAO Chien Chang 廖建璋 | RE | 9 | 30 October 2017 | 14 October 2022 |
| LIAO Chien Chang 廖建璋 | RE | 4 | 30 October 2017 | 14 October 2022 |
| LIAO You 廖優 | RE | 9 | 08 September 2015 | 12 December 2019 |
| LIN Aiming 林藹明 | RE | 9 | 23 November 2021 | 16 June 2023 |
| LIN Aiming 林藹明 | RE | 4 | 23 November 2021 | 16 June 2023 |
| LIU Chung Kuang 劉中光 | RO | 9 | 15 January 2016 | 16 June 2017 |
| LIU Chung Kuang 劉中光 | RO | 4 | 15 January 2016 | 16 June 2017 |
| LIU Chung Kuang 劉中光 | RE | 9 | 29 September 2015 | 15 January 2016 |
| LIU Chung Kuang 劉中光 | RE | 4 | 29 September 2015 | 15 January 2016 |
| LIU Mingqing 劉明卿 | RE | 4 | 31 May 2016 | 12 September 2016 |
| LIU Mingqing 劉明卿 | RE | 9 | 31 May 2016 | 12 September 2016 |
| LIU Ren 劉韌 | RE | 9 | 26 February 2015 | 22 September 2016 |
| LU Liangjie 呂良杰 | RE | 4 | 28 October 2022 | |
| LU Liangjie 呂良杰 | RE | 9 | 28 October 2022 | |
| SHANG Rongrong 尚榕榕 | RE | 9 | 04 December 2012 | 30 April 2013 |
| SU Siyuan 蘇思原 | RE | 9 | 19 January 2024 | |
| SU Siyuan 蘇思原 | RE | 4 | 19 January 2024 | |
| WAN Pak Hang 溫柏衡 | RE | 9 | 06 September 2018 | 03 May 2019 |
| WANG Chenyan 王辰龑 | RE | 9 | 03 September 2021 | 06 September 2022 |
| WANG Hengjie 王衡杰 | RE | 4 | 28 November 2023 | |
| WANG Hengjie 王衡杰 | RE | 9 | 28 November 2023 | |
| WANG Jiayue 王嘉越 | RE | 4 | 30 December 2022 | 25 August 2023 |
| WANG Jiayue 王嘉越 | RE | 9 | 30 December 2022 | 25 August 2023 |
| WANG Xiang 汪詳 | RO | 5 | 14 May 2018 | 01 April 2022 |
| WANG Xiang 汪詳 | RO | 4 | 27 April 2012 | 01 April 2022 |
| WANG Xiang 汪詳 | RO | 9 | 27 April 2012 | 01 April 2022 |
| WONG Chi Shing 黃志成 | RE | 9 | 21 September 2021 | 11 November 2022 |
| XIE Haituo 謝海拓 | RE | 9 | 24 January 2022 | |
| XIE Haituo 謝海拓 | RE | 4 | 24 January 2022 | |
| XUE Xiaoqi 薛肖琦 | RE | 9 | 08 February 2022 | |
| XUE Xiaoqi 薛肖琦 | RE | 4 | 08 February 2022 | |
| YAO Huili 姚慧麗 | RE | 9 | 02 September 2016 | 01 October 2019 |
| YIP Chi Tsang 葉旨崢 | RE | 4 | 02 January 2018 | 16 July 2021 |
| YIP Chi Tsang 葉旨崢 | RE | 9 | 27 May 2016 | 16 July 2021 |
| YIP Ho Man, Kirk 葉浩文 | RE | 4 | 26 November 2018 | 23 October 2020 |
| YIP Ho Man, Kirk 葉浩文 | RE | 9 | 26 November 2018 | 23 October 2020 |
| YU Dalin 于大林 | RE | 9 | 13 October 2022 | |
| YU Dalin 于大林 | RE | 4 | 13 October 2022 | |
| YUEN Che Hay 阮子曦 | RE | 9 | 25 August 2017 | 02 March 2018 |
| YUEN Che Hay 阮子曦 | RE | 4 | 25 August 2017 | 02 March 2018 |
| YUEN Ho Lam Fedora 袁皓琳 | RE | 9 | 17 December 2019 | 08 May 2020 |
| YUEN Ho Lam Fedora 袁皓琳 | RE | 4 | 17 December 2019 | 08 May 2020 |
| ZHANG Zhiling 張志凌 | RE | 9 | 19 August 2015 | 04 August 2017 |