SFC Licences of MISRA Nityanand

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 16 January 2017 08 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 16 January 2017 08 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 January 2017 08 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 31 July 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 11 April 2011 31 July 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 April 2011 31 July 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 11 April 2011 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 April 2011 31 August 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 24 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 August 2009 24 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 21 August 2009 24 January 2011
Morgan Stanley Hong Kong Securities Limited RE 1 21 August 2009 24 January 2011
Morgan Stanley Hong Kong Futures Limited RE 2 21 August 2009 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 21 August 2009 06 December 2010