SFC Licences of TAM Siu Tong, Christopher 譚兆棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RO	9	28 November 2022
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RO	4	28 November 2022
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RO	1	28 November 2022
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RE	9	26 October 2022	28 November 2022
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RE	4	26 October 2022	28 November 2022
Axion Global Asset Management Limited 獅昂環球資產管理有限公司	RE	1	26 October 2022	28 November 2022
HS Securities Limited 和升證券有限公司	RO	1	29 July 2022	31 August 2022
HS Securities Limited 和升證券有限公司	RO	9	28 June 2019	31 August 2022
HS Securities Limited 和升證券有限公司	RO	4	28 June 2019	31 August 2022
CFS Capital Limited 中金策資本有限公司	RO	9	03 December 2018	27 June 2019
LW Asset Management Advisors Limited 利達財富管理顧問有限公司	RO	9	05 December 2016	11 November 2018
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	9	18 August 2015	14 November 2016
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	4	18 August 2015	14 November 2016
Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司	RO	9	21 October 2009	15 August 2015