SFC Licenceholders of Kaisa Asset Management Limited 佳兆業資產管理有限公司
- compliance@kaisagroup.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chi Bun 陳志賓 | RE | 9 | 03 November 2020 | 19 November 2021 |
| CHAN Chi Bun 陳志賓 | RE | 4 | 03 November 2020 | 19 November 2021 |
| CHANG Che Hao 張哲豪 | RE | 4 | 03 March 2020 | 20 December 2021 |
| CHANG Che Hao 張哲豪 | RE | 9 | 03 March 2020 | 20 December 2021 |
| CHEN Jiaqi 陳家祺 | RO | 4 | 13 September 2023 | |
| CHEN Jiaqi 陳家祺 | RE | 9 | 15 March 2023 | |
| CHEN Jiaqi 陳家祺 | RE | 4 | 09 November 2020 | 13 September 2023 |
| CHEN Suihao 陳穗浩 | RE | 9 | 21 October 2020 | 22 November 2020 |
| CHEN Suihao 陳穗浩 | RE | 4 | 21 October 2020 | 22 November 2020 |
| CHEN Weiyi 陳維依 | RE | 4 | 21 October 2020 | 02 February 2024 |
| CHEN Weiyi 陳維依 | RE | 9 | 21 October 2020 | 02 February 2024 |
| CHENG Chi Ho 鄭智浩 | RE | 9 | 01 April 2021 | 24 December 2021 |
| CHENG Chi Ho 鄭智浩 | RE | 4 | 01 April 2021 | 24 December 2021 |
| CHENG Shu Yuen 鄭樹源 | RE | 9 | 04 September 2020 | 23 October 2020 |
| CHENG Shu Yuen 鄭樹源 | RO | 9 | 23 October 2020 | 27 May 2022 |
| CHENG Shu Yuen 鄭樹源 | RO | 4 | 23 October 2020 | 27 May 2022 |
| CHENG Shu Yuen 鄭樹源 | RE | 4 | 04 September 2020 | 23 October 2020 |
| CHEUNG Chun Man, Anthony 張俊文 | RO | 9 | 07 July 2016 | 07 February 2017 |
| CHEUNG Chun Man, Anthony 張俊文 | RO | 4 | 07 July 2016 | 07 February 2017 |
| CHEUNG Lai Yan Charles 張禮仁 | RO | 9 | 05 November 2020 | 16 January 2022 |
| CHEUNG Lai Yan Charles 張禮仁 | RO | 4 | 05 November 2020 | 16 January 2022 |
| CHEUNG Lai Yan Charles 張禮仁 | RE | 9 | 04 September 2020 | 05 November 2020 |
| CHEUNG Lai Yan Charles 張禮仁 | RE | 4 | 04 September 2020 | 05 November 2020 |
| DENG Yupeng 鄧宇鵬 | RE | 4 | 24 August 2021 | |
| DING Mao 丁茂 | RE | 4 | 24 March 2020 | 26 October 2021 |
| FENG Jie 馮杰 | RE | 9 | 14 October 2019 | |
| FENG Jie 馮杰 | RE | 4 | 14 October 2019 | |
| HE Jinchang 何錦昌 | RE | 9 | 16 July 2019 | 30 November 2019 |
| HE Jinchang 何錦昌 | RE | 4 | 16 July 2019 | 30 November 2019 |
| KHUONG Chun Yu, Kenny 姜振宇 | RO | 4 | 05 March 2021 | 31 August 2022 |
| KHUONG Chun Yu, Kenny 姜振宇 | RO | 9 | 05 March 2021 | 31 August 2022 |
| KHUONG Chun Yu, Kenny 姜振宇 | RE | 9 | 08 November 2017 | 05 March 2021 |
| KHUONG Chun Yu, Kenny 姜振宇 | RE | 4 | 08 November 2017 | 05 March 2021 |
| LAM Ka Ho 林家豪 | RO | 4 | 09 August 2019 | |
| LAM Ka Ho 林家豪 | RO | 9 | 09 August 2019 | |
| LAU Chun Wai 劉振威 | RO | 9 | 18 August 2015 | 18 February 2016 |
| LAU Chun Wai 劉振威 | RO | 4 | 18 August 2015 | 18 February 2016 |
| LAU Fu Keung 劉富強 | RE | 9 | 18 January 2019 | 30 May 2020 |
| LAU Fu Keung 劉富強 | RE | 4 | 18 January 2019 | 30 May 2020 |
| LAU Kwok Hei 劉國熙 | RE | 9 | 28 November 2017 | 15 November 2018 |
| LAW Ming Yiu, Felix 羅明耀 | RO | 9 | 22 February 2017 | |
| LAW Ming Yiu, Felix 羅明耀 | RO | 4 | 22 February 2017 | |
| LAW Ming Yiu, Felix 羅明耀 | RE | 9 | 27 January 2017 | 22 February 2017 |
| LAW Ming Yiu, Felix 羅明耀 | RE | 4 | 27 January 2017 | 22 February 2017 |
| LEE Chi Fung 李志鋒 | RE | 9 | 03 March 2016 | 19 August 2016 |
| LEE Chi Fung 李志鋒 | RE | 4 | 03 March 2016 | 19 August 2016 |
| LEE Shiu Ki 李紹祺 | RE | 9 | 25 July 2017 | 15 August 2018 |
| LEE Shiu Ki 李紹祺 | RE | 4 | 25 July 2017 | 15 August 2018 |
| LI Min 李敏 | RO | 9 | 02 June 2020 | 28 June 2021 |
| LI Min 李敏 | RE | 4 | 23 September 2019 | 06 December 2019 |
| LI Min 李敏 | RE | 9 | 23 October 2019 | 02 June 2020 |
| LI Min 李敏 | RO | 4 | 06 December 2019 | 28 June 2021 |
| LIN Fang 林芳 | RE | 4 | 07 January 2020 | 08 January 2020 |
| LIN Fang 林芳 | RE | 9 | 07 January 2020 | 08 January 2020 |
| LUI Hin Chuo, Aaron 雷衍操 | RO | 9 | 18 August 2015 | 23 March 2016 |
| LUI Hin Chuo, Aaron 雷衍操 | RO | 4 | 18 August 2015 | 23 March 2016 |
| MAK Hou Ting 麥皓婷 | RE | 4 | 06 January 2020 | 23 December 2021 |
| MAK Hou Ting 麥皓婷 | RE | 9 | 24 March 2020 | 23 December 2021 |
| NG Wing Yue 吳詠榆 | RE | 9 | 25 September 2019 | 23 July 2020 |
| NG Wing Yue 吳詠榆 | RE | 4 | 25 September 2019 | 23 July 2020 |
| POON King Tou, Ronald 潘敬濤 | RE | 9 | 02 December 2019 | 20 February 2020 |
| POON King Tou, Ronald 潘敬濤 | RE | 4 | 02 December 2019 | 20 February 2020 |
| SONG Jiaying 宋佳穎 | RE | 4 | 14 January 2020 | 03 December 2021 |
| TAM Siu Tong, Christopher 譚兆棠 | RO | 9 | 18 August 2015 | 14 November 2016 |
| TAM Siu Tong, Christopher 譚兆棠 | RO | 4 | 18 August 2015 | 14 November 2016 |
| TO Ching 杜晴 | RE | 9 | 14 October 2019 | 12 August 2020 |
| TO Ching 杜晴 | RE | 4 | 14 October 2019 | 12 August 2020 |
| TONG Chun Kwan 湯鎮坤 | RE | 9 | 24 September 2020 | 17 September 2021 |
| TONG Chun Kwan 湯鎮坤 | RE | 4 | 27 April 2020 | 17 September 2021 |
| WAN Wai Hang 溫偉恆 | RO | 9 | 21 December 2018 | 12 August 2019 |
| WAN Wai Hang 溫偉恆 | RO | 4 | 21 December 2018 | 12 August 2019 |
| WAN Wai Hang 溫偉恆 | RE | 9 | 30 July 2018 | 21 December 2018 |
| WAN Wai Hang 溫偉恆 | RE | 4 | 30 July 2018 | 21 December 2018 |
| WANG Jian 王健 | RE | 4 | 26 March 2020 | 06 April 2020 |
| WANG Shengchang 王聲暢 | RE | 9 | 29 August 2019 | 15 November 2019 |
| WANG Shengchang 王聲暢 | RE | 4 | 29 August 2019 | 15 November 2019 |
| WEI Jia 魏佳 | RE | 9 | 27 September 2019 | 19 August 2020 |
| WEI Jia 魏佳 | RE | 4 | 27 September 2019 | 19 August 2020 |
| WONG Tung 王棟 | RO | 9 | 11 January 2017 | 16 September 2018 |
| WONG Tung 王棟 | RO | 4 | 11 January 2017 | 16 September 2018 |
| WONG Tung 王棟 | RE | 9 | 23 December 2016 | 11 January 2017 |
| WONG Tung 王棟 | RE | 4 | 23 December 2016 | 11 January 2017 |
| WU Yijun 武怡君 | RE | 9 | 25 February 2020 | 07 September 2020 |
| WU Yijun 武怡君 | RE | 4 | 16 January 2020 | 07 September 2020 |
| XIE Yingying 謝萤萤 | RE | 4 | 24 February 2020 | 17 June 2021 |
| XIE Yingying 謝萤萤 | RE | 9 | 24 February 2020 | 17 June 2021 |
| XU Hao 許昊 | RO | 4 | 10 July 2020 | 14 August 2020 |
| XU Hao 許昊 | RO | 9 | 10 July 2020 | 14 August 2020 |
| XU Hao 許昊 | RE | 9 | 29 May 2017 | 10 July 2020 |
| XU Hao 許昊 | RE | 4 | 29 May 2017 | 10 July 2020 |
| XU Shaohong, Alex 許少宏 | RE | 4 | 05 July 2021 | 28 October 2021 |
| XU Shaohong, Alex 許少宏 | RE | 4 | 19 March 2019 | 30 April 2020 |
| YAO Xue 姚雪 | RE | 9 | 06 April 2023 | |
| YAO Xue 姚雪 | RE | 4 | 06 April 2023 | |
| YAO Xue 姚雪 | RE | 4 | 28 April 2020 | 20 December 2021 |
| YAO Xue 姚雪 | RE | 9 | 30 June 2020 | 20 December 2021 |
| ZHU Kai 朱凱 | RE | 9 | 14 March 2019 | 25 October 2019 |
| ZHU Kai 朱凱 | RE | 4 | 14 March 2019 | 25 October 2019 |