SFC Licences of WANG Chao 王超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ForwardEdge Investment Limited | RO | 9 | 18 September 2023 | |
Dantai Capital Limited 淡泰資本有限公司 | RE | 9 | 06 May 2020 | 31 December 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 13 July 2015 | 26 March 2018 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 13 July 2015 | 26 March 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 January 2014 | 05 June 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 August 2010 | 16 October 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 August 2010 | 16 October 2013 |
MainFirst Securities Hong Kong Limited | RE | 4 | 27 August 2009 | 17 June 2010 |