SFC Licences of TSE Koon Nang, Colin 謝貫能

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PJT Partners (HK) Limited RE 1 22 December 2022
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RO 4 19 October 2021 08 November 2022
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RO 1 19 October 2021 08 November 2022
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 4 16 April 2019 19 October 2021
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 1 16 April 2019 19 October 2021
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 29 September 2016 23 November 2018
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 29 September 2016 23 November 2018
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 29 September 2016 23 November 2018
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 28 January 2013 29 September 2016
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 28 January 2013 29 September 2016
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 4 08 June 2012 06 December 2012
Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 RE 1 08 June 2012 06 December 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 28 December 2010 01 June 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 28 December 2010 01 June 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 28 December 2010 01 June 2012
RCM Asia Pacific Limited RE 9 07 September 2009 13 December 2010
RCM Asia Pacific Limited RE 1 07 September 2009 13 December 2010
Allianz Global Investors Hong Kong Limited RE 9 07 September 2009 08 February 2010
Allianz Global Investors Hong Kong Limited RE 1 07 September 2009 08 February 2010