SFC Licences of SHIVALINGAM Sanjeevan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 24 August 2017 | 09 April 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 24 August 2017 | 09 April 2021 |
UBS Securities Asia Limited | RE | 1 | 24 August 2017 | 09 April 2021 |
UBS Securities Hong Kong Limited | RO | 7 | 19 December 2016 | 10 June 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 10 June 2017 |
UBS Securities Hong Kong Limited | RO | 7 | 22 August 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 22 August 2013 |
UBS Securities Asia Limited | RE | 1 | 07 September 2009 | 10 June 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 07 September 2009 | 18 December 2016 |