SFC Licences of HARMAN Simon Devereux Clement
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ascent Capital Advisors Limited | RE | 1 | 23 January 2019 | 01 April 2020 |
| Qantex Capital Markets Limited | RO | 2 | 06 December 2017 | 03 August 2018 |
| Qantex Capital Markets Limited | RO | 1 | 06 December 2017 | 03 August 2018 |
| Qantex Capital Markets Limited | RE | 2 | 09 November 2017 | 06 December 2017 |
| Qantex Capital Markets Limited | RE | 1 | 09 November 2017 | 06 December 2017 |
| GFI (HK) Securities L.L.C. | RO | 2 | 31 July 2017 | 09 August 2017 |
| Sunrise Brokers (Hong Kong) Limited | RO | 2 | 09 December 2009 | 05 July 2017 |
| Sunrise Brokers (Hong Kong) Limited | RO | 1 | 09 December 2009 | 05 July 2017 |