SFC Licences of CHAN Ho Ming 陳鎬明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI Securities Limited 中銀國際證券有限公司	RE	4	15 February 2023
BOCI Securities Limited 中銀國際證券有限公司	RE	2	09 September 2022
BOCI Securities Limited 中銀國際證券有限公司	RE	1	09 September 2022
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	17 September 2020	31 July 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	07 August 2020	31 July 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	28 December 2018	30 July 2020
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	11 October 2018	21 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	09 August 2018	21 November 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	22 June 2016	27 July 2018
Cinda International Securities Limited 信達國際證券有限公司	RE	1	05 February 2016	06 June 2016
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	05 February 2016	06 June 2016
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	30 January 2013	31 January 2016
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	30 January 2013	31 January 2016
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	11 October 2010	23 January 2013
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	11 October 2010	23 January 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	23 December 2009	25 September 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	09 September 2009	25 September 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	09 September 2009	25 September 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	09 September 2009	25 September 2010