SFC Licences of XU Xin 徐新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 24 May 2017 | 01 November 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 06 January 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 10 June 2013 | 18 December 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 September 2009 | 30 April 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 September 2009 | 30 April 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 September 2009 | 31 January 2012 |