SFC Licences of LO Chi Hung 盧志雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 21 April 2011 | 30 August 2018 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 21 April 2011 | 30 August 2018 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 19 October 2010 | 22 March 2011 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 19 October 2010 | 22 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 24 September 2009 | 04 October 2010 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 24 September 2009 | 04 October 2010 |