SFC Licences of WOOD Catherine Duddy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 18 March 2013 | 25 March 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 19 March 2012 | 22 March 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 21 March 2011 | 24 March 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 12 January 2010 | 15 January 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 21 September 2009 | 25 September 2009 |