SFC Licences of WANG Lu 王壚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 03 January 2011 | 01 August 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 January 2011 | 01 August 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 21 September 2009 | 03 November 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 September 2009 | 03 November 2010 |