SFC Licences of LUI Yat Yin 呂逸賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 28 February 2018 | 04 November 2018 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 28 February 2018 | 04 November 2018 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RO | 2 | 27 March 2017 | 03 July 2017 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RO | 1 | 27 March 2017 | 03 July 2017 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 21 August 2015 | 27 March 2017 |
| Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 09 October 2014 | 27 March 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 21 November 2012 | 28 September 2014 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 21 November 2012 | 28 September 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 04 November 2009 | 04 November 2012 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 28 October 2009 | 04 November 2012 |