SFC Licences of ZHOU Zhong 周中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 03 April 2014 | 03 June 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 October 2009 | 26 May 2010 |