SFC Licences of RICKLOW Darryl Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| De Riva Asia Limited | RE | 2 | 10 June 2019 | 17 October 2019 |
| De Riva Asia Limited | RE | 1 | 10 June 2019 | 17 October 2019 |
| OTCex Hong Kong Limited | RE | 2 | 15 February 2017 | 29 March 2019 |
| OTCex Hong Kong Limited | RE | 1 | 15 February 2017 | 29 March 2019 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 30 November 2011 | 30 December 2016 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 30 November 2011 | 30 December 2016 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 02 October 2009 | 03 November 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 02 October 2009 | 03 November 2011 |