SFC Licences of GONG Min 鞏旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 19 July 2017 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 16 August 2011 | 25 May 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 October 2009 | 30 July 2011 |