SFC Licences of YUEN Shu Chi Alvin 阮樹幟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 May 2010 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 May 2010 | 06 December 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 December 2009 | 25 December 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 October 2009 | 25 December 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 13 October 2009 | 25 December 2009 |