SFC Licences of YIP Lai Chuen 葉禮荃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 13 January 2015 | 01 August 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 13 January 2015 | 01 August 2015 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 12 October 2009 | 07 April 2010 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 12 October 2009 | 07 April 2010 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 October 2009 | 07 April 2010 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 October 2009 | 07 April 2010 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 October 2009 | 07 April 2010 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 October 2009 | 07 April 2010 |