SFC Licences of LIU Chang 劉暢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 19 July 2011 | 29 July 2016 |
Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RE | 1 | 29 October 2009 | 31 December 2010 |