SFC Licences of YU Peng 于鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 29 April 2014 08 December 2015
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 29 April 2014 08 December 2015
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 29 April 2014 08 December 2015
CCB International Securities Limited 建銀國際證券有限公司 RE 1 07 December 2011 28 August 2012
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 02 November 2011 28 August 2012
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 02 November 2011 28 August 2012
CCB International Capital Limited 建銀國際金融有限公司 RE 6 19 October 2009 29 September 2010