SFC Licences of RUPPERT-FELSOT Jori Elan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 May 2023 | 12 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 May 2023 | 12 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 31 August 2018 | 10 September 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 August 2018 | 10 September 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 November 2014 | 22 November 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 November 2014 | 22 November 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 October 2009 | 29 November 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 29 October 2009 | 29 November 2009 |