SFC Licences of SHIU Susan Woon Ying 邵煥英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 4 | 25 June 2019 | 31 October 2019 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 | RE | 1 | 25 June 2019 | 31 October 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 05 October 2010 | 04 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 October 2010 | 04 January 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 February 2010 | 25 May 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 February 2010 | 25 May 2010 |