SFC Licences of LI Lei 李蕾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 March 2014 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 March 2014 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 21 January 2013 | 24 February 2014 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 21 January 2013 | 24 February 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 October 2009 | 30 April 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 27 October 2009 | 30 April 2010 |