SFC Licences of WU Tao Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 9 | 04 January 2012 | 31 December 2013 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 4 | 04 January 2012 | 31 December 2013 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RO | 1 | 04 January 2012 | 31 December 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 28 January 2010 | 29 January 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 02 November 2009 | 06 November 2009 |