SFC Licences of CHUNG Lap Kei, Ken 鍾立基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 11 July 2017 | 07 April 2021 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 11 July 2017 | 07 April 2021 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 02 September 2014 | 10 June 2017 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 02 September 2014 | 10 June 2017 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 04 January 2010 | 20 August 2014 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 27 November 2009 | 20 August 2014 |