SFC Licences of CHAN Hoi Kay, Cynthia 陳凱琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 15 June 2015 | 14 March 2024 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 25 March 2015 | 27 May 2015 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 18 June 2012 | 30 September 2014 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 02 November 2009 | 30 September 2014 |