SFC Licences of LAM Fung Ling 林鋒凌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital International, Inc. | RE | 1 | 12 May 2022 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 19 October 2020 | 25 March 2022 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 19 October 2020 | 25 March 2022 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 July 2014 | 25 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 10 July 2014 | 25 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 July 2014 | 25 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 July 2014 | 25 March 2022 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 9 | 10 July 2014 | 25 March 2022 |
HSBC Global Asset Management Holdings (Bahamas) Limited | RE | 4 | 10 July 2014 | 20 January 2020 |
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 16 December 2009 | 30 September 2013 |