SFC Licences of LAM Fung Ling 林鋒凌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital International, Inc. RE 1 12 May 2022
HSBC Investment Funds (Hong Kong) Limited RE 9 19 October 2020 25 March 2022
HSBC Investment Funds (Hong Kong) Limited RE 4 19 October 2020 25 March 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 10 July 2014 25 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 10 July 2014 25 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 10 July 2014 25 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 10 July 2014 25 March 2022
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 10 July 2014 25 March 2022
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 10 July 2014 20 January 2020
Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 RE 4 16 December 2009 30 September 2013