SFC Licences of CHAN Ying Wai 陳英偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Altus Investments Limited	RO	1	08 February 2024
Altus Capital Limited 浩德融資有限公司	RO	6	08 February 2024
Altus Investments Limited	RE	1	20 December 2023	08 February 2024
Altus Capital Limited 浩德融資有限公司	RE	6	20 December 2023	08 February 2024
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RO	6	10 June 2019	17 April 2023
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	10 June 2019	17 April 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司	RE	6	02 May 2019	10 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	02 May 2019	10 June 2019
China Everbright Capital Limited 中國光大融資有限公司	RO	6	27 July 2017	14 April 2019
China Everbright Capital Limited 中國光大融資有限公司	RO	4	27 July 2017	14 April 2019
China Everbright Capital Limited 中國光大融資有限公司	RO	1	27 July 2017	14 April 2019
China Everbright Capital Limited 中國光大融資有限公司	RE	6	15 June 2017	27 July 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	4	15 June 2017	27 July 2017
China Everbright Capital Limited 中國光大融資有限公司	RE	1	15 June 2017	27 July 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	21 September 2015	20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	4	21 September 2015	20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	21 September 2015	20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	03 August 2011	21 September 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	03 August 2011	21 September 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	03 August 2011	21 September 2015
Altus Capital Limited 浩德融資有限公司	RE	4	12 November 2009	30 July 2011
Altus Capital Limited 浩德融資有限公司	RE	6	12 November 2009	30 July 2011
Altus Capital Limited 浩德融資有限公司	RE	9	12 November 2009	30 July 2011
Altus Investments Limited	RE	1	12 November 2009	30 July 2011