SFC Licences of CHAN Ying Wai 陳英偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RO 6 10 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 10 June 2019
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 02 May 2019 10 June 2019
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 02 May 2019 10 June 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 6 27 July 2017 14 April 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 4 27 July 2017 14 April 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 1 27 July 2017 14 April 2019
China Everbright Capital Limited 中國光大融資有限公司 RE 6 15 June 2017 27 July 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 4 15 June 2017 27 July 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 1 15 June 2017 27 July 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 21 September 2015 20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 21 September 2015 20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 21 September 2015 20 May 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 03 August 2011 21 September 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 03 August 2011 21 September 2015
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 03 August 2011 21 September 2015
Altus Capital Limited 浩德融資有限公司 RE 9 12 November 2009 30 July 2011
Altus Capital Limited 浩德融資有限公司 RE 6 12 November 2009 30 July 2011
Altus Capital Limited 浩德融資有限公司 RE 4 12 November 2009 30 July 2011
Altus Investments Limited RE 1 12 November 2009 30 July 2011