SFC Licences of SCHWARZ Rami Lempert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 November 2009 | 19 April 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 November 2009 | 19 April 2011 |