SFC Licences of CHENG Shing 鄭勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 March 2011 | 25 March 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 March 2011 | 25 March 2011 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 23 December 2009 | 17 February 2011 |