SFC Licences of YUAN Quan 袁泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 17 February 2016 07 June 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 November 2009 05 January 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 30 November 2009 05 January 2013