SFC Licences of CONNOLLY Mark John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 22 November 2018 | 25 March 2021 |
| T.F.S. Derivatives HK Limited | RE | 1 | 07 December 2009 | 27 June 2018 |