SFC Licences of LO Yee Man 盧漪汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 August 2021 | |
| Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 13 January 2010 | 02 October 2010 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 30 December 2009 | 02 October 2010 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 07 December 2009 | 02 October 2010 |