SFC Licences of LAU Siu Cheong 劉兆昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 31 March 2011 | 30 March 2012 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 31 March 2011 | 30 March 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 29 July 2010 | 24 March 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 22 March 2010 | 24 March 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 16 December 2009 | 24 March 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 16 December 2009 | 24 March 2011 |