SFC Licences of LI Xiaowen 李曉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 9 | 07 March 2013 | 04 July 2014 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 4 | 07 March 2013 | 04 July 2014 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 9 | 02 March 2011 | 02 February 2013 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RE | 4 | 02 March 2011 | 02 February 2013 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 14 January 2010 | 01 February 2011 |