SFC Licences of HO Wai Wan, Vivien 何慧韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 04 February 2013 | 01 April 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 04 February 2013 | 01 April 2013 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 04 February 2013 | 01 April 2013 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 10 March 2010 | 03 July 2010 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 14 December 2009 | 03 July 2010 |