SFC Licences of AU Shui Leung 區瑞良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 04 May 2012 | 15 May 2012 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 04 November 2011 | 24 April 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 08 November 2010 | 24 April 2012 |
| MFG Limited 峰滙金融集團有限公司 | RE | 4 | 16 December 2009 | 29 October 2010 |