SFC Licences of YAU Yin Hung 邱燕虹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 | RO | 9 | 17 November 2020 | 15 December 2020 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 | RO | 9 | 05 May 2020 | 30 September 2020 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 | RO | 4 | 05 May 2020 | 30 September 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 April 2011 | 21 January 2016 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 18 February 2010 | 12 February 2011 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 16 December 2009 | 12 February 2011 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 16 December 2009 | 12 February 2011 |