SFC Licences of ROSSWICK Benjamin Simeon Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 July 2016 | 30 June 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 08 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 December 2009 | 08 March 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 December 2009 | 20 August 2010 |