SFC Licences of SUGIYAMA Hirokazu 杉山浩一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 16 December 2013 | 17 December 2014 |
| De Riva Asia Limited | RE | 2 | 25 November 2013 | 26 November 2013 |
| T.F.S. Derivatives HK Limited | RE | 2 | 04 January 2010 | 10 January 2012 |