SFC Licences of LLEWELYN-WILLIAMS Gareth John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 9 | 16 August 2016 | 18 February 2023 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 16 August 2016 | 18 February 2023 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 16 August 2016 | 18 February 2023 |
| Capstone Financial (HK) Limited | RE | 9 | 24 April 2015 | 27 May 2016 |
| Capstone Financial (HK) Limited | RE | 1 | 24 April 2015 | 27 May 2016 |
| Capstone Financial (HK) Limited | RO | 4 | 12 March 2010 | 27 May 2016 |