SFC Licences of LAM Yuen Ching 林琬靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 11 January 2011 | 17 June 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 11 January 2011 | 17 June 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 16 December 2010 | 17 June 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 16 December 2010 | 17 June 2013 |
| Funderstone Securities Limited | RE | 1 | 01 February 2010 | 29 November 2010 |