SFC Licences of HE Li 何立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 30 July 2019 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 30 July 2019 | |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 14 November 2017 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 28 January 2010 | 27 June 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 January 2010 | 27 June 2014 |