SFC Licences of NGAN Ka Sing 顏嘉昇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Open Securities Limited 開盤證券有限公司 RO 2 10 February 2021 31 August 2023
Open Securities Limited 開盤證券有限公司 RO 4 19 January 2021 31 August 2023
Open Securities Limited 開盤證券有限公司 RO 1 19 January 2021 31 August 2023
Open Asset Management Limited 開盤資産管理有限公司 RO 9 19 January 2021 31 August 2023
Open Asset Management Limited 開盤資産管理有限公司 RO 4 19 January 2021 31 August 2023
ChaoShang Asset Management Limited 潮商資產管理有限公司 RE 9 04 August 2017 16 October 2020
ChaoShang Asset Management Limited 潮商資產管理有限公司 RE 4 04 August 2017 16 October 2020
ChaoShang Securities Limited 潮商證券有限公司 RE 2 04 August 2017 16 October 2020
ChaoShang Securities Limited 潮商證券有限公司 RE 1 04 August 2017 16 October 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 15 May 2015 25 June 2017
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 07 June 2013 25 June 2017
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 04 October 2011 25 June 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 08 August 2011 25 June 2017
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 27 January 2010 06 July 2011