SFC Licences of LI Yuan 李瑗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Amrita Capital Limited 安利達資本有限公司	RO	9	28 March 2024
Amrita Capital Limited 安利達資本有限公司	RO	4	28 March 2024
Amrita Capital Limited 安利達資本有限公司	RE	9	06 March 2024	28 March 2024
Amrita Capital Limited 安利達資本有限公司	RE	4	06 March 2024	28 March 2024
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	4	18 January 2021	09 February 2024
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	1	18 January 2021	09 February 2024
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RO	4	07 August 2020	09 February 2024
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RO	1	07 August 2020	09 February 2024
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RO	9	14 August 2019	09 February 2024
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	03 May 2019	18 January 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	03 May 2019	18 January 2021
CR Wealth and Asset Management Limited 華興財富資產管理有限公司	RE	9	03 May 2019	14 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RO	4	07 March 2017	31 January 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RO	1	10 August 2016	31 January 2019
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RO	9	10 August 2016	31 January 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	9	10 August 2016	31 January 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	4	10 August 2016	31 January 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	10 August 2016	31 January 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	11 May 2016	10 August 2016
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	11 May 2016	10 August 2016
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	11 May 2016	10 August 2016
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	11 May 2016	10 August 2016
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	11 May 2016	10 August 2016
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	5	27 November 2015	08 April 2016
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	4	27 November 2015	08 April 2016
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	1	18 November 2011	08 April 2016
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司	RE	9	18 November 2011	08 March 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	21 January 2010	05 November 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	21 January 2010	05 November 2011