SFC Licences of TAI Cheuk Yee 戴綽儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 January 2022 | |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 | RE | 2 | 25 November 2016 | 16 April 2017 |
| Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 18 March 2016 | 16 April 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 July 2015 | 05 March 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 July 2015 | 05 March 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 28 May 2015 | 24 July 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 28 May 2015 | 24 July 2015 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 January 2010 | 18 May 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 January 2010 | 18 May 2015 |